Dong-Yu Hong is currently a Ph.D. student at the University of Science and Technology of China. His research mainly focuses on positivity bounds in effective field theories
Zhuo-Hui Wang is currently a master’s student at the University of Science and Technology of China. His research mainly focuses on positivity bounds in effective field theories
Shuang-Yong Zhou is currently a Professor of Physics at the University of Science and Technology of China. He received his Ph.D. degree from the University of Nottingham in 2012 and subsequently held postdoctoral positions at SISSA in Trieste, Case Western Reserve University, and Imperial College London. His current research interests include S-matrix bootstrap/positivity bounds in effective field theories and their applications in particle physics and gravitational theories, as well as nontopological solitons and nonperturbative field simulations
The Wilson coefficients of the standard model effective field theory are subject to a series of positivity bounds. It has been shown that while the positivity part of the ultraviolet (UV) partial wave unitarity leads to the Wilson coefficients living in a convex cone, further including the nonpositivity part caps the cone from above. For Higgs scattering, a capped positivity cone was obtained using a simplified, linear unitarity condition without utilizing the full internal symmetries of Higgs scattering. Here, we further implement stronger nonlinear unitarity conditions from the UV, which generically gives rise to better bounds. We show that, for the Higgs case in particular, while the nonlinear unitarity conditions per se do not enhance the bounds, the fuller use of the internal symmetries do shrink the capped positivity cone significantly.
Graphical Abstract
The bound on two dim-8 coefficients of the Higgs. The orange and red regions represent the results of the current paper using linear and nonlinear unitarity conditions, respectively, with all the symmetries of the SMEFT Higgs included, while the blue region represents the previous result using linear unitarity conditions but without full Higgs symmetry.
Abstract
The Wilson coefficients of the standard model effective field theory are subject to a series of positivity bounds. It has been shown that while the positivity part of the ultraviolet (UV) partial wave unitarity leads to the Wilson coefficients living in a convex cone, further including the nonpositivity part caps the cone from above. For Higgs scattering, a capped positivity cone was obtained using a simplified, linear unitarity condition without utilizing the full internal symmetries of Higgs scattering. Here, we further implement stronger nonlinear unitarity conditions from the UV, which generically gives rise to better bounds. We show that, for the Higgs case in particular, while the nonlinear unitarity conditions per se do not enhance the bounds, the fuller use of the internal symmetries do shrink the capped positivity cone significantly.
Public Summary
We cap the positivity cone from above by making fuller use of unitarity conditions.
We present a systematic method for obtaining more robust positivity bounds by employing nonlinear unitarity conditions and incorporating all symmetries of the SMEFT Higgs.
We explain the differences in performance between linear and nonlinear unitarity conditions, demonstrating how the nonlinear unitarity conditions can be reduced to the linear ones.
Effective field theories (EFTs) serve as valuable tools for describing low-energy physics without explicit knowledge of the intricate high energy theory. The effectiveness of an EFT depends heavily on precisely determining its Wilson coefficients, which often poses a significant challenge because there can be numerous of them or they might be rather difficult to measure. Recent developments highlight that the general parameter space for the Wilson coefficients is mostly inconsistent with the fundamental principles of S-matrix theory, such as causality/analyticity and unitarity, except for a small subspace defined by the positivity bounds (see, for example, Refs. [1–43] and Ref. [44] for a review).
The positivity bounds have been used to constrain the standard model effective field theory (SMEFT)[10, 11, 45–69]. The SMEFT parameterizes generic new physics beyond the standard model (SM) based on the SM field content and symmetries, and has been gaining popularity in both theoretical and experimental communities in the absence of new particle discoveries at the Large Hadron Collider (LHC). The SMEFT contains numerous Wilson coefficients particularly from dimension-8[70, 71] and beyond, as the SM is a theory with many field degrees of freedom.
For a theory with multiple degrees of freedom, the positivity bounds significantly reduce the extensive parameter space. For instance, in vector boson scattering (VBS), the elastic positivity bounds can confine the physical dimension-8 (dim-8) Wilson coefficient space to approximately 2% of the total space[45, 46, 72]. For the 10D dimension-8 VBS subspace involving only the transverse vector bosons, generalized elastic positivity bounds reduce the viable parameter space to about 0.7% of the total[49]. Furthermore, for the s2 amplitude coefficients (s,t,u being the standard Mandelstam variables), the optimal positivity bounds can be obtained by a convex geometry approach[10, 12, 49, 59]. When there are sufficient symmetries in the subsector we are interested in, one can use a group-theoretical method to compute the positivity cone, and the extremal rays of the cone in this case can be very useful in reverse engineering the UV theory in the event of an observation of nonzero Wilson coefficients[10, 12, 59]. Generically, with fewer symmetries, one can employ a semidefinite programming (SDP) method to compute the the s2 positivity cone[11].
The preceding s2 positivity cones are obtained by using only the positivity part of the UV unitarity conditions. Ref. [73] has initiated the use of the nonpositivity parts of the UV unitarity conditions to constrain the SMEFT coefficients, focusing on the scattering involving only the complex Higgs modes. Building upon the methods introduced in Refs. [6, 7, 27], the numerical bounds of Ref. [73] are obtained by discretizing the UV scales in the fixed-t dispersion relations and using the null constraints and linear programming to extract the constraints on the Wilson coefficients. Specifically, Ref. [73] derived a set of linear conditions from (nonlinear) partial wave unitarity, which allows the numerical optimizaiton to be easily carried out with some simple Mathematica coding.
In this paper, we will revisit the capped positivity bounds on the SMEFT Higgs sector, making use of the nonlinear unitarity conditions on the imaginary part of the UV amplitudes. We will also more carefully take into account all available symmetries of the SMEFT Higgs Lagrangian. With these improvements, significantly better upper bounds are obtained. The paper is organized as follows. In Section 2, we will first derive the scattering amplitudes and dispersion relations from the SMEFT Lagrangian pertaining to the Higgs, and then introduce the null constraints and the nonlinear UV unitarity conditions we will use in this paper. In Section 3, we briefly set up the numerical optimization scheme for computing the two-sided, optimal numerical bounds. In Section 4, we present our results on the capped Higgs positivity cone, and compare with those obtained in Ref. [73]. We will see that, carefully taking into account the SMEFT Higgs symmetries, the linear unitarity bounds actually give rise to the same positivity bounds as those from the nonlinear unitarity conditions. We conclude in Section 5. In Appendix A.1, we will show that the linear unitarity conditions of Ref. [73] can be derived from the nonlinear unitarity conditions. In Appendix A.2, we will use a biscalar theory as an example to demonstrate that generically the nonlinear unitarity conditions are stronger than the linear ones.
2.
Model and setup
In this section, we derive the amplitudes for Higgs scattering in the SMEFT and the corresponding fixed-t dispersion relations that are used to extract positivity bounds on the dim-8 Wilson coefficients. Then, we proceed to obtain the so-called null constraints by imposing st crossing symmetries on these dispersion relations, and present the nonlinear unitarity conditions we will use in this paper. Combining these ingredients together, we will derive two-sided bounds for the dim-8 Higgs coefficients in the following sections.
2.1
Amplitudes and dispersion relations
In the SMEFT, the Higgs retains the same symmetry as in the SM and is a SU(2) doublet. We shall parameterize the Higgs doublet with two complex fields,
H=1√2(ϕ1ϕ2),
(1)
and will use ˉi to denote the antiparticle of particle i. Thanks to the SU(2) internal symmetry, a generic 2-to-2 Higgs scattering amplitude can be parameterized by the invariant tensors of the SU(2) symmetry Miˉjkˉl(s,t)=δiˉjδkˉlα(s,t)+δiˉlδˉjkβ(s,t). Here we choose all the particles to be all-ingoing for the amplitudes. The rest amplitudes are related to Miˉjkˉl by crossing. The su crossing symmetry implies that Miˉjkˉl(s,t)=Miˉlkˉj(u,t), which means that we must have α(u,t)=β(s,t). Thus, we can express the Higgs amplitude as
Miˉjkˉl(s,t)=δiˉjδkˉlf(s,t)+δiˉlδˉjkf(u,t).
(2)
Suppose that below the EFT cutoff the theory is weakly coupled so that we can take the tree level approximation. Then, at low energies, we can parameterized f(s,t) as
fEFT(s,t)=a1s+a2t+b1s2+b2st+b3t2+c1s3+c2s2t+⋯,
(3)
which is the tree level approximation of f(s,t) in the EFT region. We will be interested in constraining the Wilson coefficients of the dimension-8 SMEFT operators that will contribute to the 2-to-2 Higgs scattering. There are three of these operators, all of which contain four derivatives and are parameterized as follows:
where Dμ is the gauge covariant derivatives. Matching the Ci coefficients with the amplitude coefficients in fEFT(s,t), we find that
C1=b3,C2=2b2−b3,C3=2b1−b3.
(5)
To make use of the null constraints and partial wave unitarity, we need to derive the dispersion relations where the UV amplitudes are expanded with partial waves. To that end, we shall perform the following partial wave expansion:
M1ˉ12ˉ2(s,t)=16π∑ℓ(2ℓ+1)Pℓ(1+2ts)asℓ(s),
(6)
M12ˉ1ˉ2(s,t)=16π∑ℓ(2ℓ+1)Pℓ(1+2ts)atℓ(s),
(7)
M1ˉ22ˉ1(s,t)=16π∑ℓ(2ℓ+1)Pℓ(1+2ts)auℓ(s),
(8)
where Pℓ(x) is the Legendre polynomial and we have defined
These relations will be taken into account by supplying the dispersion relations with null constraints. The expansions for the other amplitudes can be related to the above three via aijklℓ(s)=(−1)ℓaijlkℓ(s). We adopt the convention that the indices i, j, k, l refer to particles, indices ˉi,ˉj,ˉk,ˉl refer to anti-particles, and indices i,j,k,l refer to particles or anti-particles. More explicitly, we have
With the above ingredients as well as the Froissart–Martin bound[74, 75], a relative simple use of the residue theorem on the complex s plane for fixed t, plus some straightforward algebra, allows us to derive the twice subtracted dispersion relations for the amplitudes (for example, Ref. [2]):
and “EFT poles” denotes the poles of the amplitudes Mijkl in the low energy EFT region, Λ is the EFT cutoff and ρijklℓ(μ)=Imaijklℓ(μ). zn(t) are some functions of t that we will not use in this paper, as we are constraining the coefficients in front of the terms sntm with n≥2. The fact that a fixed t dispersion relation naturally constrains the terms sntm with n≥2 is related to the Froissart–Martin bound. Specifically, the Froissart–Martin bound states that lims→∞M/s2=0 for fixed t. Therefore, a direct application of Cauchy’s integral formula on M leads to a dispersion relation with various diverging terms, which should cancel among themselves. The solution is to apply a twice subtraction, which directly allows us to constrain terms with sntm,n≥2. In other words, on the right hand side of the dispersion relation, we have the z0(t) and z1(t)s term, where z0(t) and z1(t) contain some unknown information related to various contour integrals going like ∫dμImM/(μ−s). Thus, the s0 and s1 EFT term on the left hand side can not be constrained. Of course, with crossing symmetries, coefficients in zn(t) can often be related to the sn>2tm coefficients and thus also be bounded. Now, Eq. (14) is convergent on both sides of the equality, so we can taylor-expand both sides and match the coefficients in front of sntm, which gives a set of sum rules that will be used to derive the positivity bounds. For example, let us consider the dispersion relation of amplitude M1ˉ12ˉ2(s,t). Taylor-expanding both sides of the dispersion relation, we get
and matching the coefficients in front of the terms sntm, we can get
b1=⟨ρsℓ(μ)+ρuℓ(μ)μ3⟩,
(17)
c1=⟨ρsℓ(μ)−ρuℓ(μ)μ4⟩,
(18)
c2=⟨ℓ(1+ℓ)ρsℓ(μ)+(−3+ℓ+ℓ2)ρuℓ(μ)μ4⟩,
(19)
⋮
These sum rules connect the unknown UV amplitudes with the low energy Wilson coefficients. The positivity bounds are the imprints of the UV information on the IR physics, passed down by these dispersion relations/sum rules.
2.2
Null constraints
The fixed t dispersion relations above or the sum rules extracted from them only include part of the full crossing symmetries of the amplitudes. To utilize the full crossing symmetries, we can simply impose the unrealized crossing symmetries, as extra conditions, on these fixed t dispersion relations or the sum rules. This gives rise to null constraints, which can significantly strengthen the positivity bounds, capable to bound the Wilson coefficients from the below and from the above[6, 7].
In the Higgs case, the null constraints can be obtained by equating different expressions of the same Wilson coefficient in various dispersion relations. For example, the coefficients in front of the terms s3 and s2t in the dispersion relation of M1ˉ12ˉ2(s,t) give rise to sum rules for c1 and c2, as shown in Eqs. (18) and (19). On the other hand, from the dispersion relation of M1ˉ12ˉ2(t,s), the sum rule obtained from the s2t term is given by
To get independent null constraints, we only need to extract sum rules from the dispersion relations of M1ˉ12ˉ2(s,t),M1ˉ12ˉ2(t,s), and M11ˉ1ˉ1(s,t). If a coefficient appears in multiple sum rules, we can obtain null constraints as illustrated above. As the order of the sum rules increases, the number of independent null constraints increases, but all of these can be easily handled by a symbolic algebra system.
2.3
Nonlinear unitarity
Ref. [73] derived a set of linearized unitarity conditions that can be used to obtain two-sided bounds on generic dim-8 Wilson coefficients. These linearized unitarity conditions are explicit, simple and, easy to use in a linear program. In fact, they can be easily implemented with simple Mathematica coding to compute the numerical bounds. In this paper, we further use stronger, nonlinear unitarity conditions, which generally lead to stronger bounds; see Appendix A.2. For the Higgs case, however, due to the high degrees of the internal symmetries, the nonlinear unitarity conditions are actually equivalent to the linear ones, as we shall see in Section 4.
Recall that the full unitarity condition is \boldsymbol{S} \boldsymbol{S}^\dagger=\boldsymbol{I} , where \boldsymbol{S} is the S-matrix and \boldsymbol{I} is the corresponding identity matrix. If we restrict to a subspace of the space of all outgoing states, the reduced unitarity conditions can be written as \hat{\boldsymbol{S}} \hat{\boldsymbol{S}}^\dagger \preceq \boldsymbol{I}, where \hat{\boldsymbol{S}} is the projection of {\boldsymbol{S}} to the subspace. Splitting the projected S-matrix into an identity matrix plus a transfer matrix \hat{\boldsymbol{T}}:\,\hat{\boldsymbol{S}} = \boldsymbol{I} + {\mathrm{i}} \hat{\boldsymbol{T}} , we have (\boldsymbol{I}-{\rm Im}\, \boldsymbol{T})^2 + ({\rm Re}\,\boldsymbol{T})^2 \preceq \boldsymbol{I}. Since ({\rm Re}\,\boldsymbol{T})^2 is semipositive, a weaker but simpler condition is \boldsymbol{I}-(\boldsymbol{I}-{\rm Im}\, \boldsymbol{T})^2 \succeq 0, which is equal to the following linear matrix inequalities
Note that in terms of partial wave amplitudes, these unitarity conditions are highly nonlinear. For the Higgs case we have in hand, for each partial wave, \boldsymbol{T}_\ell is a 16\times16 matrix and the partial wave amplitudes are related to it by
These conditions are generically stronger than those linear unitarity conditions obtained in Ref. [73], as demonstrated in Appendix A.2 for the case of a simple biscalar theory. In Appendix A.1, we show how to rederive the linear conditions of Ref. [73] from the nonlinear conditions Eq. (23).
3.
Numerical implementation
In the last section, we have derived the sum rules which express the Wilson coefficients in terms of a sum of different UV spin contributions and each UV spin contribution is expressed as an integral over the UV energy scale. We do not know the exact values of the UV partial wave amplitudes, but they should satisfy the partial wave unitarity. Now, we shall numerically implement the nonlinear unitarity conditions Eq. (23) within SDPB. Additionally, the UV partial wave amplitudes should also satisfy the null constraints, which are also easy to implement with the SDPB package[76]. In this section, we shall set up the numerical method to compute the optimal bounds on the Wilson coefficients.
Our strategy is to discretize the UV scale μ, after which we are left with a finite number of the imaginary part of the UV partial wave amplitudes {\rho}^{s}_{\ell}(\mu) , {\rho}^{t}_{\ell}(\mu) , and {\rho}^{u}_{\ell}(\mu) , the decision variables in the optimization problem. Specifically, in the numerical scheme, we choose \ell=0,1,\dots,\ell_{{M}},\ell_{\infty} and \varLambda^2/\mu= 1/N,\dots,1 , where \ell_M and N are two sufficiently large integers for the numerics to converge and a larger partial wave \ell_\infty\gg \ell_M is chosen to make the numerics converge faster. For example, under the discretization, Eq. (17) becomes
where we have defined {\rho}^s_{\ell,n}= {\rho}^s_\ell(\varLambda^2 N/n) and so on. Note that now b_1 is a finite, linear combination of the decision variables. The same discretization is also applied to the null constraints. The null constraints are equality constraints, and in SDPB these equality constraints can be implemented by both imposing (...)\geq 0 and (...)\leq 0 . With these setups, we can now propose our semidefinite program to get the bounds on the Wilson coefficients:
Decision variables
\qquad {\rho}^{s}_{\ell,n},\; {\rho}^{t}_{\ell,n},\; {\rho}^{u}_{\ell,n}\quad {\rm{for}}\; \ell=0,1,\dots,\ell_{{\rm{M}}},\ell_{\infty}\; {\rm{and}}\; n= 1,2,..., N.
Here, {\alpha}_I are constants to be chosen by the user, which specifies the direction in the Wilson coefficient space \{C_I\} that one wants to bound. In practice, since some of the unitarity conditions contain constants, we can introduce an extra decision variable and use the SDPB normalization to set this variable to 1.
In this paper, we shall only present 1D and 2D bounds. For the 1D bounds, we calculate the bounds on each of C_{I} . To get 2D bounds, we set one of {\alpha}_I to zero and use the angular optimization method to compute the boundary of the bounds. For example, to obtain the bounds on C_1 and C_2 , we set ({\alpha}_1, {\alpha}_2, {\alpha}_3)=(\cos\theta,\sin\theta,0) . For each fixed θ, we use the SDPB package to obtain a lower and an upper bound on the objective \cos\theta C_1 + \sin\theta C_2 , each upper or lower bound delineating a half plane in the C_1 - C_2 space. Doing this for a number of θ, the many half-spaces carve out a 2D boundary in the C_1 - C_2 space.
4.
Bounds on dim-8 Higgs operators
In this section, we present the numerical results on the SMEFT Higgs coefficients C_{1} , C_2 , and C_3 . With the Semidefinite Program (SDP) setup in the last section, we can find both upper and lower positivity bounds on them. We will compare our results with those from Ref. [73]. The positivity bounds obtained in Ref. [73] are already often stronger than the experiments bounds and the so-called partial wave unitarity bounds. As we see below, our bounds here are even stronger. Note that the partial wave unitarity bounds are not positivity bounds. The partial wave unitarity bounds reply only on partial wave unitarity within the low energy EFT, and dispersion relations are not used in their derivation. In comparison, the positivity bounds1 (sometimes also known as causality bounds) are built up on the dispersion relations, whose existence relies on causality of the S-matrix, and make use of the partial wave unitarity of the unknown UV theory.
In Table 1, we see that, comparing with the results in Ref. [73], labeled as “Linear”, our 1D “Nonlinear” bounds are much stronger, almost by a factor of 2. Comparing to the experiments bounds and the partial wave unitarity bounds that have also been obtained in Ref. [73], which we shall not repeat here, these new results will be more useful in helping the phenomenological analysis of the collider data. We also compute the 2D positivity bounds in the C_1 - C_2 , C_1 - C_3 , and C_2 - C_3 plane respectively, which are shown in Fig. 1. From these plots, we consistently see an improvement by about a factor of 3 or 4, compared to the results of Ref. [73]. Clearly, in the total 3D parameter space spanned by C_1 , C_2 , and C_3 , the improvement factor is even greater.
Table
1.
Comparison of positivity bounds on individual coefficients C_I from the linear and nonlinear unitarity conditions.
\bar{C_1}=C_1 \varLambda^4 /(4\pi)^2
\bar{C_2}=C_2 \varLambda^4 /(4\pi)^2
\bar{C_3}=C_3 \varLambda^4 /(4\pi)^2
Lower
Upper
Lower
Upper
Lower
Upper
Linear
-0.130
0.774
0
0.638
-0.508
0.408
Linear2
-0.086
0.467
0
0.378
-0.387
0.167
Nonlinear
-0.086
0.467
0
0.378
-0.387
0.167
Here, the “Linear2” and “Nonlinear” results are our results in this paper obtained using linear and nonlinear unitarity conditions respectively, while the “Linear” results are from Ref. [73] using linear unitarity conditions but without using full Higgs symmetries. In this table, the numerical parameters are \displaystyle N=10 and \displaystyle \ell_M=20 , and 42 null constraints are used.
Figure
1.
Positivity regions in the 2D subspaces of C_1, C_2 , and C_3 by using linear and nonlinear unitarity conditions. Here, \displaystyle \bar{C_i}=C_i \varLambda^4 /(4\pi)^2 . The orange and red regions are the results of the current paper using linear and nonlinear unitarity conditions respectively, while the blue region are from Ref. [73], which uses linear unitarity conditions but without using full Higgs symmetries. The orange and red regions are the same. We choose \displaystyle N=10,\; \ell_M=20 and use 42 null constraints.
Note that, in Fig. 1, we are plotting 3 two-dimensional projections of the capped positivity cone. This is different from the positivity cone of Ref. [74] in that the capped positivity cone now additionally has upper bounds, much like an ice cream cone; see Fig. 1 of Ref. [73] for a cartoon explanation. That is, the rays of the cone of Ref. [10] go to infinity, while the current capped cone is a set of finite-length line segments. In the two-dimensional projections of the capped positivity cone, we can still see some parts of the Ref. [10] cone. For example, in the left plot of Fig. 1, the projection of the Ref. [10] cone is given by the lines of C_1\ge0 and C_1+C_2\ge0 , which pass through the origin, and we see that this cone is now capped from the above by a smooth curve. The reasons that we can now bound the cone from above are: (ⅰ) we now have added the null constraints, which uses the information away from the forward limit; (ⅱ) we have made fuller use of the partial wave unitarity conditions in the UV. For more details about this, readers are referred to Ref. [73].
In Table 1 and Fig. 1, the “Linear2” bounds are the positivity bounds that can be obtained with the linear unitarity conditions of Ref. [73] but with all the symmetries of the SMEFT Higgs included. As it happens, these “Linear2” positivity bounds are numerically the same as our “Nonlinear” bounds. This is coincidental for the case of the SMEFT Higgs, due to the presence of strong internal symmetries. To see why this happens, let us compute the eigenvalues of the matrices {\rm Im}\,\boldsymbol{T}_\ell and 2\boldsymbol{I}-{\rm Im}\,\boldsymbol{T}_\ell , which are given respectively.
Distinct eigenvalues of {\rm Im}\,\boldsymbol{T}_\ell :
The semipositive definiteness of {\rm Im}\,\boldsymbol{T}_\ell and 2\boldsymbol{I}-{\rm Im}\,\boldsymbol{T}_\ell are just the semipositivity of these eigenvalues. Remembering Eq. (9) and the relation a_\ell^{i j k l}(s)=(-1)^\ell a_\ell^{i j l k}(s) , it is easy to see that the positivity of these eigenvalues exactly give rise to the linear unitarity conditions for the SMEFT Higgs.
Nevertheless, the nonlinear unitarity conditions are in general stronger than the linear unitarity conditions derived in Appendix A.1. In Appendix A.2, as a simple example, we show that in a generic \mathbb{Z}_2 biscalar theory, the nonlinear bounds are indeed stronger than the linear bounds.
Finally, we would like to point out that the convergences of our numerically results are excellent. To see this, in Fig. 2, we plot how the 1D bounds varies with the number of null constraints used. In the above numerical results, we truncated the UV scales with N=10 and the UV spins with \ell_M=20 , and we find that it is convenient to choose \ell_{\infty}=100 . With this numerical setup, the computation of a single half-space bound uses about 110 CPU hours. As N increases, the positivity bounds become weaker, while the bounds becomes tighter as \ell_M increases. In Fig. 3, we see that the results are quite stable against increasing the values of N and \ell_M .
Figure
2.
Convergence of positivity (upper and lower) bounds with the number of null constraint. We choose \displaystyle N=10,\; \ell_M=20 .
Figure
3.
Convergence of positivity (upper and lower) bounds with the numerical truncations \ell_M and N. Here, \displaystyle \bar{C_i}=C_i \varLambda^4 /(4\pi)^2 . 42 null constraints are used.
Positivity bounds are a set of highly restrictive conditions on the low-energy Wilson coefficients that have yet to be fully appreciated by the wider particle phenomenological and experimental communities. Although the formalism of positivity bounds itself is still under active development, highly constraining results are already available and straightforward to use. Here we take the Higgs scattering in the SMEFT as an example to illustrate how to numerically compute optimal, two-sided positivity bounds on ths dimension-8 Wilson coefficients. While the SMEFT formalism is generic, we assume that the SMEFT is weakly coupled below the EFT cutoff but may be strongly coupled in the UV. The formalism presented can be easily generalized to other sectors of the SMEFT, which is left for future work.
In this paper, we have improved the existing positivity bounds on the SMEFT Higgs by applying nonlinear unitarity conditions to the UV amplitude or spectral functions and by leveraging the full internal symmetries of the Higgs scattering. While the previous bounds can be obtained by simple {Mathematica} coding with linear programming, our new results make use of the SDPB package, which can solve various field-theoretical semidefinite programs efficiently and highly accurately. We see that the new bounds are significantly stronger.
We have found that, in the Higgs case, the robust internal symmetries imply that the linear UV unitarity conditions used in Ref. [73] are actually tantamount to the nonlinear unitarity conditions. However, including the full internal symmetries does lead to tighter positivity bounds than the previous ones. As these new bounds are stronger than the current experimental bounds and the partial wave unitarity bounds, they will be useful in analyzing the current and upcoming phenomenological data for dimension-8 operators. These bounds may also be used to test the fundamental principles of quantum field theory or rule out UV particles from the collider data along the lines of Refs. [54, 63].
In general, the nonlinear unitarity conditions are of course more stringent. To demonstrate that the nonlinear unitarity conditions generally give rise to stronger bounds, we have calculated the two-sided positivity bounds for \mathbb{Z}_2 biscalar theory, a theory with two real scalar fields endowed with the reflection symmetry \varphi_i \rightarrow -\varphi_i, \; i=1,2 . Nevertheless, we see that the linear unitarity conditions already give rise to bounds that are close to the bounds from the nonlinear conditions.
Acknowledgements
This work was supported by the Fundamental Research Funds for the Central Universities (WK2030000036) and the National Natural Science Foundation of China (12075233). We thank Yue-Zhou Li, Shi-Lin Wan, Tong Wu, and Guo-Dong Zhang for helpful discussions.
Conflict of interest
The authors declare that they have no conflict of interest.
1 We emphasize that, in this paper, we have broaden the definition of positivity bounds, in that we also refer to the bounds obtained by using the nonpositivity part of the unitarity conditions as positivity bounds.
We cap the positivity cone from above by making fuller use of unitarity conditions.
We present a systematic method for obtaining more robust positivity bounds by employing nonlinear unitarity conditions and incorporating all symmetries of the SMEFT Higgs.
We explain the differences in performance between linear and nonlinear unitarity conditions, demonstrating how the nonlinear unitarity conditions can be reduced to the linear ones.
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[19]
Du Z Z, Zhang C, Zhou S Y. Triple crossing positivity bounds for multi-field theories. Journal of High Energy Physics, 2021, 2021: 115. DOI: 10.1007/jhep12(2021)115
[20]
Alberte L, de Rham C, Jaitly S, et al. Reverse bootstrapping: IR lessons for UV physics. Physical Review Letters, 2022, 128: 051602. DOI: 10.1103/physrevlett.128.051602
[21]
Bellazzini B, Riembau M, Riva F. IR side of positivity bounds. Physical Review D, 2022, 106: 105008. DOI: 10.1103/physrevd.106.105008
Chiang L Y, Huang Y T, Rodina L, et al. De-projecting the EFThedron. Journal of High Energy Physics, 2024, 2024: 102. DOI: 10.1007/jhep05(2024)102
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Karateev D, Kuhn S, Penedones J. Bootstrapping massive quantum field theories. Journal of High Energy Physics, 2020, 2020: 35. DOI: 10.1007/jhep07(2020)035
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Guerrieri A, Penedones J, Vieira P. Where is string theory in the space of scattering amplitudes. Physical Review Letters, 2021, 127: 081601. DOI: 10.1103/physrevlett.127.081601
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Remmen G N, Rodd N L. Flavor constraints from unitarity and analyticity. Physical Review Letters, 2020, 125: 081601. DOI: 10.1103/physrevlett.125.081601
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Remmen G N, Rodd N L. Signs, spin, SMEFT: Sum rules at dimension six. Physical Review D, 2022, 105: 036006. DOI: 10.1103/physrevd.105.036006
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Gu J, Wang L T. Sum rules in the standard model effective field theory from helicity amplitudes. Journal of High Energy Physics, 2021, 2021: 149. DOI: 10.1007/jhep03(2021)149
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Fuks B, Liu Y, Zhang C, et al. Positivity in electron-positron scattering: Testing the axiomatic quantum field theory principles and probing the existence of UV states. Chinese Physics C, 2021, 45: 023108. DOI: 10.1088/1674-1137/abcd8c
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Gu J, Wang L T, Zhang C. Unambiguously testing positivity at lepton colliders. Physical Review Letters, 2022, 129: 011805. DOI: 10.1103/physrevlett.129.011805
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Bonnefoy Q, Gendy E, Grojean C. Positivity bounds onminimal flavor violation. Journal of High Energy Physics, 2021, 2021: 115. DOI: 10.1007/jhep04(2021)115
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Davighi J, Melville S, You T. Natural selection rules: New positivity bounds for massive spinning particles. Journal of High Energy Physics, 2022, 2022: 167. DOI: 10.1007/jhep02(2022)167
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Chala M, Santiago J. Positivity bounds in the standard model effective field theory beyond tree level. Physical Review D, 2022, 105: L111901. DOI: 10.1103/physrevd.105.l111901
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Ghosh D, Sharma R, Ullah F. Amplitude’s positivity vs. subluminality: Causality and unitarity constraints on dimension 6 & 8 gluonic operators in the SMEFT. Journal of High Energy Physics, 2023, 2023: 199. DOI: 10.1007/jhep02(2023)199
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Remmen G N, Rodd N L. Spinning sum rules for the dimension-six SMEFT. Journal of High Energy Physics, 2022, 2022: 30. DOI: 10.1007/jhep09(2022)030
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Li X, Zhou S. Origin of neutrino masses on the convex cone of positivity bounds. Physical Review D, 2023, 107: L031902. DOI: 10.1103/physrevd.107.l031902
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Davighi J, Melville S, Mimasu K, et al. Positivity and the electroweak hierarchy. Physical Review D, 2024, 109: 033009. DOI: 10.1103/physrevd.109.033009
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Ellis J, Mimasu K, Zampedri F. Dimension-8 SMEFT analysis of minimal scalar field extensions of the Standard Model. Journal of High Energy Physics, 2023, 2023: 51. DOI: 10.1007/jhep10(2023)051
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Chala M, Li X. Positivity restrictions on the mixing of dimension-eight SMEFT operators. Physical Review D, 2024, 109: 065015. DOI: 10.1103/physrevd.109.065015
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Gu J, Shu C. Probing positivity at the LHC with exclusive photon-fusion processes. Journal of High Energy Physics, 2024, 2024: 183. DOI: 10.1007/jhep05(2024)183
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Li H L, Ren Z, Shu J, et al. Complete set of dimension-eight operators in the standard model effective field theory. Physical Review D, 2021, 104: 015026. DOI: 10.1103/physrevd.104.015026
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Murphy C W. Dimension-8 operators in the Standard Model Effective Field Theory. Journal of High Energy Physics, 2020, 2020: 174. DOI: 10.1007/jhep10(2020)174
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Chen Q, Mimasu K, Wu T A, et al. Capping the positivity cone: Dimension-8 Higgs operators in the SMEFT. Journal of High Energy Physics, 2024, 2024: 180. DOI: 10.1007/jhep03(2024)180
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DOI:10.1038/s41598-024-53722-9
Figure
1.
Positivity regions in the 2D subspaces of C_1, C_2 , and C_3 by using linear and nonlinear unitarity conditions. Here, \displaystyle \bar{C_i}=C_i \varLambda^4 /(4\pi)^2 . The orange and red regions are the results of the current paper using linear and nonlinear unitarity conditions respectively, while the blue region are from Ref. [73], which uses linear unitarity conditions but without using full Higgs symmetries. The orange and red regions are the same. We choose \displaystyle N=10,\; \ell_M=20 and use 42 null constraints.
Figure
2.
Convergence of positivity (upper and lower) bounds with the number of null constraint. We choose \displaystyle N=10,\; \ell_M=20 .
Figure
3.
Convergence of positivity (upper and lower) bounds with the numerical truncations \ell_M and N. Here, \displaystyle \bar{C_i}=C_i \varLambda^4 /(4\pi)^2 . 42 null constraints are used.
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Bonnefoy Q, Gendy E, Grojean C. Positivity bounds onminimal flavor violation. Journal of High Energy Physics, 2021, 2021: 115. DOI: 10.1007/jhep04(2021)115
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Chen Q, Mimasu K, Wu T A, et al. Capping the positivity cone: Dimension-8 Higgs operators in the SMEFT. Journal of High Energy Physics, 2024, 2024: 180. DOI: 10.1007/jhep03(2024)180
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DOI:10.1038/s41598-024-53722-9
Table
1.
Comparison of positivity bounds on individual coefficients C_I from the linear and nonlinear unitarity conditions.
\bar{C_1}=C_1 \varLambda^4 /(4\pi)^2
\bar{C_2}=C_2 \varLambda^4 /(4\pi)^2
\bar{C_3}=C_3 \varLambda^4 /(4\pi)^2
Lower
Upper
Lower
Upper
Lower
Upper
Linear
-0.130
0.774
0
0.638
-0.508
0.408
Linear2
-0.086
0.467
0
0.378
-0.387
0.167
Nonlinear
-0.086
0.467
0
0.378
-0.387
0.167
Here, the “Linear2” and “Nonlinear” results are our results in this paper obtained using linear and nonlinear unitarity conditions respectively, while the “Linear” results are from Ref. [73] using linear unitarity conditions but without using full Higgs symmetries. In this table, the numerical parameters are \displaystyle N=10 and \displaystyle \ell_M=20 , and 42 null constraints are used.